{"id":109774,"date":"2023-10-26T16:11:59","date_gmt":"2023-10-26T14:11:59","guid":{"rendered":"https:\/\/www.afg.asso.fr\/synthese-des-controles-spot-fra-rac-qlb-et-rosa\/"},"modified":"2023-10-26T16:11:59","modified_gmt":"2023-10-26T14:11:59","slug":"synthese-des-controles-spot-fra-rac-qlb-et-rosa","status":"publish","type":"post","link":"https:\/\/www.afg.asso.fr\/fr\/synthese-des-controles-spot-fra-rac-qlb-et-rosa\/","title":{"rendered":"Synth\u00e8se des contr\u00f4les SPOT FRA-RAC, QLB et ROSA"},"content":{"rendered":"\n<p class=\"has-turquoise-background-color has-background\">Comme indiqu\u00e9 dans la pr\u00e9sentation de ses priorit\u00e9s de supervision pour l\u2019ann\u00e9e 2022, l\u2019AMF a diligent\u00e9 une campagne de contr\u00f4les SPOT (Supervision des Pratiques Op\u00e9rationnelle et Th\u00e9matique) sur les processus de production, de contr\u00f4le et de transmission \u00e0 l\u2019AMF des reportings r\u00e9glementaires dont <a href=\"https:\/\/www.amf-france.org\/sites\/institutionnel\/files\/private\/2023-10\/synthese-spot-qdr_fr_0.pdf\" data-type=\"URL\" data-id=\"https:\/\/www.amf-france.org\/sites\/institutionnel\/files\/private\/2023-10\/synthese-spot-qdr_fr_0.pdf\">elle publie la synth\u00e8se.<\/a><\/p>\n\n\n\n<p>Cette campagne de contr\u00f4les SPOT a amen\u00e9 l\u2019AMF \u00e0 <strong>analyser les \u00e9l\u00e9ments du dispositif de production, contr\u00f4le et transmission de donn\u00e9es \u00e0 l\u2019AMF, sur un panel de cinq soci\u00e9t\u00e9s de gestion, au travers de la FRA RAC, du questionnaire relatif au dispositif de lutte contre le blanchiment des capitaux et de la transmission via l\u2019extranet ROSA des mises \u00e0 jour des informations les concernant.<\/strong><br>Les tests ayant conduit \u00e0 identifier plusieurs anomalies de qualit\u00e9 des donn\u00e9es report\u00e9es, l\u2019AMF indique que les soci\u00e9t\u00e9s de gestion doivent \u00eatre plus vigilantes quant \u00e0 la qualit\u00e9 des donn\u00e9es transmises, soulignant un niveau d\u2019erreur qu\u2019elle estime non compatible avec l\u2019importance cruciale des donn\u00e9es transmises \u00e0 l\u2019Autorit\u00e9 dans le cadre de sa mission de supervision. Des bonnes pratiques sont par ailleurs soulign\u00e9es dans cette synth\u00e8se afin de renforcer le dispositif analys\u00e9.<\/p>\n\n\n\n<div class=\"wp-block-columns is-style-default is-layout-flex wp-container-core-columns-is-layout-28f84493 wp-block-columns-is-layout-flex\">\n<div class=\"wp-block-column is-layout-flow wp-block-column-is-layout-flow\" style=\"flex-basis:100%\">\n<blockquote class=\"wp-block-quote is-layout-flow wp-block-quote-is-layout-flow\"><p>Consultez la <a rel=\"noreferrer noopener\" href=\"https:\/\/www.amf-france.org\/sites\/institutionnel\/files\/private\/2023-10\/synthese-spot-qdr_fr_0.pdf\" data-type=\"URL\" data-id=\"https:\/\/www.amf-france.org\/sites\/institutionnel\/files\/private\/2023-10\/synthese-spot-qdr_fr_0.pdf\" target=\"_blank\">Synth\u00e8se des contr\u00f4les SPOT relative au processus de production, de contr\u00f4le et de transmission \u00e0 l\u2019AMF des reportings r\u00e9glementaires<\/a><\/p><\/blockquote>\n<\/div>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p>Comme indiqu\u00e9 dans la pr\u00e9sentation de ses priorit\u00e9s de supervision pour l\u2019ann\u00e9e 2022, l\u2019AMF a diligent\u00e9 une campagne de contr\u00f4les&hellip;<\/p>\n","protected":false},"author":0,"featured_media":0,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"_gspb_post_css":"","wds_primary_category":0,"footnotes":""},"categories":[5],"tags":[],"thematics":[42],"top_contenu":[],"class_list":["post-109774","post","type-post","status-publish","format-standard","hentry","category-non-classifiee","thematics-reporting"],"acf":[],"_links":{"self":[{"href":"https:\/\/www.afg.asso.fr\/fr\/wp-json\/wp\/v2\/posts\/109774","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.afg.asso.fr\/fr\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.afg.asso.fr\/fr\/wp-json\/wp\/v2\/types\/post"}],"replies":[{"embeddable":true,"href":"https:\/\/www.afg.asso.fr\/fr\/wp-json\/wp\/v2\/comments?post=109774"}],"version-history":[{"count":0,"href":"https:\/\/www.afg.asso.fr\/fr\/wp-json\/wp\/v2\/posts\/109774\/revisions"}],"wp:attachment":[{"href":"https:\/\/www.afg.asso.fr\/fr\/wp-json\/wp\/v2\/media?parent=109774"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.afg.asso.fr\/fr\/wp-json\/wp\/v2\/categories?post=109774"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.afg.asso.fr\/fr\/wp-json\/wp\/v2\/tags?post=109774"},{"taxonomy":"thematics","embeddable":true,"href":"https:\/\/www.afg.asso.fr\/fr\/wp-json\/wp\/v2\/thematics?post=109774"},{"taxonomy":"top_contenu","embeddable":true,"href":"https:\/\/www.afg.asso.fr\/fr\/wp-json\/wp\/v2\/top_contenu?post=109774"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}