- Draft amendments to Commission Delegated Regulation (EU) 2017/653 of 8 March 2017 on key information documents (KID) for packaged retail and insurance-based investment products (PRIIPs).
- Deadline : 6 December 2018
Mise à jour du Q&A ESMA sur MIFID-MIFIR (protection des investisseurs)
- The European Securities and Markets Authority (ESMA) has updated its Questions and Answers regarding transparency issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).
The purpose of these Q&As is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses to questions posed by the general public and market participants in relation to the practical application of transparency requirements.
The Q&A mechanism is a practical convergence tool used to promote common supervisory approaches and practices. ESMA will periodically review these Q&As on a regular basis to update them where required and to identify if, in a certain area, there is a need to convert some of the material into ESMA Guidelines and recommendations.
- (ESMA, ESMA70-872942901-35, format Acrobat, 7 février 2018, 60p.)
Traduction française des « Guidelines on MiFID II product governance requirements »
(ESMA, ESMA35-43-620, format Acrobat, 5 février 2018, 23p.)
L’ESMA met à jour son FAQ relatif à la mise en oeuvre du règlement EMIR : Questions and Answers – Implementation of the Regulation (EU) N°648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR).
(ESMA, ESMA70-1861941480-52, format Acrobat, 5 février 2018, 137p.)